Securities & Financial Regulation Expert

What You'll Do6

• Assess AI answers to hypotheticals on Securities Act registration, Exchange Act reporting, insider trading (Rule 10b-5), and investment company regulation.
• Use a structured rubric to check issue spotting, rule accuracy, and application of the Howey test, Regulation D, and proxy solicitation rules.
• Spot weaknesses in AI reasoning on materiality, scienter, safe harbors, exempt offerings, and Dodd-Frank whistleblower protections.
• Write detailed annotations and feedback to help refine AI models.
• Work with researchers and project managers to keep evaluation standards consistent and aligned with project goals.
• Review AI outputs for compliance with securities law principles and provide clear, actionable notes.

Requirements6

• J.D. from an accredited U.S. law school and active or inactive bar admission.
• At least 3 years of U.S. legal practice in securities regulation, capital markets law, or financial services compliance.
• Solid grasp of the Securities Act, Exchange Act, Investment Company Act, and Investment Advisers Act.
• Strong analytical skills and close attention to detail.
• Excellent written communication skills.
• High ethical standards.

Preferred Qualifications1

• Interest in AI.

Who Should Apply

Candidates with a J.D., bar admission, and 3+ years in U.S. securities law who want to apply their expertise to AI training. The role suits detail-oriented legal professionals eager to evaluate and improve AI reasoning. No prior AI experience needed.

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